Hadrius

Hadrius is a compliance platform for financial services firms regulated by the SEC and FINRA. It replaces the spreadsheets, archives and point tools a compliance team usually juggles with a single system that runs the compliance program end to end: testing and risk tracking, marketing review, communications supervision, employee and firm trading surveillance, personal attestations and certifications, and branch examinations. Policies are expressed as code so reviews and escalations run consistently and every action leaves regulator ready evidence. It serves broker dealers, registered investment advisers, private funds and the compliance consultants who support them. Six modules cover the program: Testing Program for centralized risk tracking and audit ready reporting; Marketing for AI review and approval of content; Communications for supervision of email, chat and social media; Account Surveillance for monitoring employee and firm trading against restricted lists and blackout windows; People Oversight for personal trading, attestations and certifications; and Branches for multi location exam management and questionnaires. The AI runs on a zero data retention architecture, and the vendor reports more than a 90 percent reduction in false positives in supervision workflows and a tenfold reduction in marketing review cycle times. Pricing is not published. Firms request a demo and receive a quote based on their size and the modules they need. Hadrius integrates with the Claude Compliance API for its AI review functions, a detail worth knowing for firms that assess model providers as part of vendor due diligence.