TovenAI

TovenAI is a compliance intelligence platform for institutional brokerages that automates surveillance and monitoring work without requiring the firm to migrate off its existing systems. It connects to the data sources a compliance team already runs, including Bloomberg, ICE Chat, Symphony, Microsoft Teams, NICE Actimize and Nasdaq surveillance, and layers AI agents on top of them that sift the data, find the evidence and record their reasoning. It is aimed at compliance teams at institutional brokers. The platform offers agents for trade reconstruction, electronic communications surveillance, horizon scanning of regulatory change, trade monitoring and surveillance, and publication review. Toven states that roughly 70 percent of false positives are dispositioned automatically with full reasoning recorded, and that each alert that does need review arrives as a prebuilt investigation package with an audit trail. Deployment takes about five days and does not touch the firm's stack. The platform runs on AWS or on premises in single tenant isolation, encrypts data at rest with AES 256 and in transit with TLS 1.2 or higher, and does not use client data to train models. Pricing is not published. There is no pricing page and the site directs prospective customers to request a demo, so terms are quote based. The vendor positions the product as working alongside existing surveillance tools rather than replacing them, which is the main practical difference from a full case management or surveillance replacement project.